Compliance Officer jobs in Columbus, OH

Jobs 1 to 25 of 137
Senior Associate Internal Audit Services
PwC - Columbus, OH
Audit directors, Chief Compliance officers, Audit... and compliance related audits/projects to facilitate complex financial, operational and compliance related...
PwC - 30+ days ago
Senior Compliance Officer- multiple openings
Selby Jennings - United States
Deputy and Chief Compliance officers. The role will... any prominent compliance risks Work extensively with FINRA and SEC regulators Lead compliance team as well...
TotalJobs.com - 25 days ago
Risk Investment Operations Specialist
Selby Jennings QRF - United States
creating and analyzing compliance and analytical risk... Investment Banking Associate - Compliance Control Room Officer - C++ Quantitative Developer / Options Risk...
Resume-Library - 3 days ago
Columbus Seasonal Assurance Risk Internal Audit Services Man...
PwC - Columbus, OH
Audit directors, Chief Compliance officers, Audit... and compliance related audits/projects to facilitate complex financial, operational and compliance related...
PwC - 4 days ago
Manager Division Security & Franklin County Operation - Abbo...
Abbott Laboratories - Columbus, OH
security audits and compliance responsibilities with... area of security with particular focus on ANSC compliance with the FDA Food Safety and Security Guidance...
Abbott Laboratories - 25 days ago
Technology Risk Officer Senior
PNC Bank - Whitehall, OH
As a Technology Risk Officer Senior and a member of... strong risk analytics, as well as ensuring compliance across these technology infrastructure teams. You...
PNC Bank - 30+ days ago
BSA/AML Compliance Associate
Michael Page International - US - United States
AML - Fair Lending Compliance Officer - AML Compliance Officers - Consulting - Broker Dealer Compliance Officer - Senior Compliance Officer - Rapidly Expanding...
Resume-Library - 3 days ago
Fraud Investigator
Prudential Financial, Inc. - United States
Regulatory Officer and part of the law department. Qualifications: - A minimum of 7 years investigative experience in regulatory compliance or law enforcement...
Resume-Library - 3 days ago
VP Asset Management Compliance
Michael Page International - US - United States
Compliance Officer & Counsel - Mutual Fund and Asset Management - AVP, Compliance - Monitoring and Surveillance - VP Equity Sales & Trading Compliance Officer...
Resume-Library - 3 days ago
Fair Lending Compliance Officer
Michael Page International - US - United States
Compliance VP - Compliance Officer - Policies & Procedures - Lending and Compliance Officer - Compliance... Fund - Compliance Officer - Compliance Officer See...
Resume-Library - 3 days ago
Compliance Director, Testing
Prudential Financial, Inc. - United States
for Prudential's Compliance Testing Unit. The... Compliance Testing Unit (CTU) and work closely with CTU staff and senior compliance and legal officers as...
Resume-Library - 3 days ago
Compliance Officer - Global AML/KYC/Sanctions/Anti-Bribery
The McGraw-Hill Companies - United States
compliance program, oversee the compliance testing... Sanctions Compliance experience working with compliance monitoring. systems, tracking compliance issues...
Resume-Library - 3 days ago
AVP, Retirement Plans Compliance
Nationwide Insurance - Columbus, OH
NFS Retirement Plans Compliance Officer. The NFS Retirement Plans Compliance Officer will be a member of... Officer and Nationwide's Chief Compliance Officer as...
iHispano.com - 10 days ago
Director and Chief Compliance Officer, Allstate Financial Se...
Allstate Insurance Company - United States
The Chief Compliance Officer (CCO) has responsibility for overseeing the overall compliance structure of... Compliance Officer will include: Ensure compliance...
TweetMyJobs.com - 6 days ago
Senior AML Officer
Michael Page International - US - United States
AML Compliance Officers - Consulting - AML Transaction Monitor - Broker Dealer Compliance Officer - Senior... Sales & Trading Compliance Officer See more jobs
Resume-Library - 3 days ago
Information Security Specialist - Relocate to Bermuda
CML Offshore Recruitment - United States
a Technology Security Officer. About the Role You... risk assessments as well as oversee IT Security compliance training for all employees. Ultimately you’ll...
CML Offshore Recruitment - 27 days ago
Compliance Officer
Robert Half - US - United States
a Deputy Chief Compliance Officer for NY who will... to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner...
Resume-Library - 3 days ago
Registrations Compliance Officer
Cantor Fitzgerald - United States
Registrations Compliance Officer Location: New York Responsibilities: Handle the daily monitoring of FINRA Web CRD, IARD and NFA ORS Compliance File...
Resume-Library - 3 days ago
Compliance Officer
Weirton Medical Center Inc - United States
Position: Compliance Officer Department: Administration Position Requirements: Compliance certification preferred at time of employment. Compliance...
Resume-Library - 3 days ago
Compliance Officer - Asset Management
Michael Page International - US - United States
Search Results Compliance Officer - Asset Management... Broker Dealer Compliance Officer - Fair Lending Compliance Officer - VP Asset Management Compliance See...
Resume-Library - 3 days ago
Chief Compliance Officer Mutual Fund
Michael Page International - US - United States
Compliance Officer - Regulatory Developments Compliance Officer - Fair Lending Compliance Officer - VP... Compliance Officer - Compliance Officer - Asset...
Resume-Library - 3 days ago
Compliance Officer - Policies Procedures
Michael Page International - US - United States
Officer - Asset Management - Compliance Associate - Fair Lending Compliance Officer - Compliance Associate... Compliance Officer - Director Compliance - Compliance...
Resume-Library - 3 days ago
Compliance Officer, SP Dow Jones Indices
McGraw Hill Financial - United States
Chief Compliance Officer of SPDJI in implementing and monitoring the regulatory and corporate compliance... compliance monitoring systems, tracking compliance...
Resume-Library - 3 days ago
Compliance Officer, SP Dow Jones Indices
The McGraw-Hill Companies - United States
Compliance Officer, S&P Dow Jones Indices The Role... Chief Compliance Officer of SPDJI in implementing and monitoring the regulatory and corporate compliance...
Resume-Library - 3 days ago
Banking Broker Dealer Compliance NYC
Michael Page International - US - United States
Broker Dealer Compliance Officer - Financial... ROOR - Broker Dealer Compliance - Fixed Income - Compliance Testing Officer - Regulation W - Leading...
Resume-Library - 3 days ago